Our legal stack has been designed in consultation with leading risk, product, marketing and operations teams to provide an outstanding end-to-end legal solution

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  • Advice on AFSL, ACL licenses and authorisations required
  • AFSL and ACL applications and variations
  • ASIC relief and no-action applications
  • Due diligence on the purchase / sale of an AFSL
  • AFSL/ACL reviews
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Regulatory Documents

  • Preparing PDS, FSG and IM documents
  • Preparing T&Cs
  • Preparing Fund Documents
  • Preparing Authorised Representative and Distribution Agreements.
  • Preparing Intermediary and Investment Management Agreements.
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  • Review of product features and terms
  • Analysis of product design and distribution obligations
  • Advice on distribution structure and getting to market
  • Due diligence on the purchase / sale of an AFSL
  • Review of product terms and performance against disclosure documents
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  • Reviewing and negotiating contracts
  • Legal support to risk, compliance, sales and operations teams
  • Advice on corporate governance and shareholder matters
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  • Responding to regulator audits or concerns (ASIC, TPB, AUSTRAC)
  • Responding to disputes and complaints
  • Undertaking internal investigations and reviews

Contact Us

We’re always talking to businesses about how we can help them get better and stay ahead of the pack.

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